Compliance Officer - Lloyds Broker
  Negotiable
  City of London, Greater London
  permanent,full-time

This Job Has Expired! This advert has now been deleted by the advertiser, the details below are for information only.


Compliance Officer



* Lloyds registered broker
* Permanent
* 3 days in City & 2 days from home
* Salary - Competitive



To provide technical advice, guidance and solutions for compliance queries to front end teams; including, but not limited to, sanctions queries, agreement reviews, operational assistance, complaint handling, and KYC on-boarding. As well as reviewing procedures, carrying out gap analysis on new legislation and regulation and training the business in relation to conduct, conflicts and general FCA principle focused compliance.

Requirements

* Experience within a compliance role, ideally from a Lloyds market background
* Conversant with the aims and requirements of the FCA including TCF and SMR
* Understanding of FCA rules in CASS, ICOBS
* Basic understanding of FATCA
* Use of FCA online systems (GABRIEL and Connect)
* Familiarity with Lloyd's processes and procedures including Crystal
* Understanding of TOBAs
* In depth knowledge of international financial sanctions
* Understanding of overseas insurance licensing



Ref - 8301

MW Appointments is acting as an Employment Agency in relation to this vacancy.


Advertiser: Agency

Reference: JO0000008301

Posted on: 2023-04-21 12:04:54

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Compliance Officer - Lloyds Broker
  Negotiable
  City of London, Greater London
  permanent,full-time

This Job Has Expired! This advert has now been deleted by the advertiser, the details below are for information only.


Compliance Officer



* Lloyds registered broker
* Permanent
* 3 days in City & 2 days from home
* Salary - Competitive



To provide technical advice, guidance and solutions for compliance queries to front end teams; including, but not limited to, sanctions queries, agreement reviews, operational assistance, complaint handling, and KYC on-boarding. As well as reviewing procedures, carrying out gap analysis on new legislation and regulation and training the business in relation to conduct, conflicts and general FCA principle focused compliance.

Requirements

* Experience within a compliance role, ideally from a Lloyds market background
* Conversant with the aims and requirements of the FCA including TCF and SMR
* Understanding of FCA rules in CASS, ICOBS
* Basic understanding of FATCA
* Use of FCA online systems (GABRIEL and Connect)
* Familiarity with Lloyd's processes and procedures including Crystal
* Understanding of TOBAs
* In depth knowledge of international financial sanctions
* Understanding of overseas insurance licensing



Ref - 8301

MW Appointments is acting as an Employment Agency in relation to this vacancy.


Advertiser: Agency

Reference: JO0000008301

Posted on: 2023-04-21 12:04:54

I want to receive the latest job alerts for:

Insurance jobs in City of London, Greater London

By creating a job alert, you agree to our Terms . You can change your consent settings at any time by unsubscribing or as detailed in our terms.

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